Morgan Stanley Fined

Morgan Stanley Smith Barney will pay $8 million for securities violations, including failing to inform clients of the unsuitability of their investing in exchange-traded funds, the SEC <strong><a href="http://courthousenews.com/wp-content/uploads/2017/02/Morgan-Stanley.pdf">announced</a> </strong>Tuesday.

WASHINGTON — Morgan Stanley Smith Barney will pay $8 million for securities violations, including failing to inform clients of the unsuitability of their investing in exchange-traded funds, the SEC announced Tuesday.

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